General Exchange Act

Results: 639



#Item
221Financial system / Business / U.S. Securities and Exchange Commission / Self-regulatory organization / General Securities Representative Exam / Securities Exchange Act / Selling away / United States securities law / Financial Industry Regulatory Authority / Financial regulation

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 Admin. Proc. File No. 3-14810r

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Source URL: www.sec.gov.

Language: English - Date: 2014-09-16 17:44:51
222Mining in the United States / Carey Act / Bureau of Land Management / Mineral Leasing Act / Fish and Wildlife Coordination Act / National Trails System / Native American Graves Protection and Repatriation Act / General Exchange Act / Cooperative Funds Act / United States / United States Department of Agriculture / General Mining Act

APPENDIX A APPENDIX A LAWS AND EXECUTIVE ORDERS AFFECTING BLM PLANNING AND MANAGEMENT MANAGEMENT OF LAND & RESOURCES APPROPRIATION LANGUAGE CITATIONS

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Source URL: www.blm.gov

Language: English - Date: 2015-01-03 08:15:32
223Late-2000s financial crisis / Stock market crashes / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Gary Gensler / Futures contract / Derivative / U.S. Securities and Exchange Commission / High-frequency trading / Economics / Financial economics / Finance

FINANCIAL SERVICES AND GENERAL GOVERNMENT APPROPRIATIONS FOR FISCAL YEAR 2014 TUESDAY, JUNE 25, 2013 U.S. SENATE, APPROPRIATIONS,

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Source URL: www.appropriations.senate.gov

Language: English - Date: 2014-10-20 15:17:29
224Mining in the United States / Bureau of Land Management / Carey Act / Mineral Leasing Act / Fish and Wildlife Coordination Act / National Trails System / Native American Graves Protection and Repatriation Act / General Exchange Act / Cooperative Funds Act / United States / United States Department of Agriculture / General Mining Act

APPENDIX A APPENDIX A LAWS AND EXECUTIVE ORDERS AFFECTING BLM PLANNING AND

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Source URL: www.blm.gov

Language: English - Date: 2015-01-03 05:09:30
225United States Securities and Exchange Commission / Finance / Financial markets / 73rd United States Congress / United States securities law / Regulation NMS / Securities Exchange Act / NASDAQ / Order / Financial economics / Stock market / Investment

JEFFREY S. DAVIS VICE PRESIDENT & DEPUTY GENERAL COUNSEL 805 KING FARM BLVD ROCKVILLE, MD[removed]P: +[removed]F: +[removed]

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Source URL: www.sec.gov

Language: English - Date: 2014-09-23 15:15:51
226Financial system / Government / Registered representative / Securities Exchange Act / Saad Al-Abdullah Al-Salim Al-Sabah / Self-regulatory organization / U.S. Securities and Exchange Commission / General Securities Representative Exam / United States securities law / Financial regulation / Financial Industry Regulatory Authority

SEC Opinion: John M.D. Saad

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Source URL: www.sec.gov

Language: English - Date: 2010-05-26 17:00:01
227Financial system / Business / U.S. Securities and Exchange Commission / Self-regulatory organization / General Securities Representative Exam / Securities Exchange Act / Selling away / United States securities law / Financial Industry Regulatory Authority / Financial regulation

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 16, 2014 Admin. Proc. File No. 3-14810r

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Source URL: www.sec.gov

Language: English - Date: 2014-09-16 17:44:51
228Finance / Investment / Stock market / 73rd United States Congress / SEC filings / Securities Act / Regulation D / Security / U.S. Securities and Exchange Commission / United States Securities and Exchange Commission / United States securities law / Financial economics

MISSISSIPPI SECRETARY OF STATE due no later than fifteen (15) days after the first date of sale in the State. There is no limit on the dollar amount raised. Note: The SEC has recently amended Rule 506 to permit general a

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Source URL: www.sos.ms.gov

Language: English - Date: 2014-03-11 14:07:13
229United States securities law / Stock market / Investment / 73rd United States Congress / Finance / Securities Act / Regulation D / Security / Securities regulation in the United States / United States Securities and Exchange Commission / SEC filings / Financial economics

3 AAC[removed]GENERAL PROVISIONS RELATING TO SMALL CORPORATE OFFERINGS. (a) As an alternative to a registration procedure under this chapter, a corporation or limited liability company issuing securities that are exempt

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Source URL: www.commerce.state.ak.us

Language: English - Date: 2013-12-16 16:11:55
230Financial regulation / Securities Exchange Act / Government / U.S. Securities and Exchange Commission / General Securities Representative Exam / Securities and Exchange Commission / United States / Securities Act / Canadian securities regulation / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]September 22, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2014-09-23 12:58:16
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